Job Description

Benefits:

401(k)

401(k) matching

Bonus based on performance

Competitive salary

Flexible schedule

Opportunity for advancement

Paid time off

Training & development

Dental insurance

Vision insurance

Parental leave

CXG ( is seeking an experienced Corporate/Broker-Dealer Attorney for its group of companies. The Attorney will work with and report directly to the Firms Director of Operations.

The role is involved in building broker-dealers, interacting with regulators, and building broker-dealer applications. We require a well-organized, self-motivated individual that is interested in a long-term opportunity to grow with a successful consulting and investment firm. The Attorney will perform diverse duties providing support for the company and the firms legal team and interact daily with clients and staff. The Attorney is expected to add value, work efficiently and constantly strive to improve team performance thought their function and addition to the team.

This is a remote role working from home. The Attorney will be required to attend daily Zoom and/or phone calls with various staff to communicate with the office and clients.

Job Duties:

Interacting with FINRA & SEC for client CMA applications

Working with various US state regulators

Drafting, negotiating M&A contracts and acquisition processes

Managing/Supporting various internal legal staff

Project Management:

Coordinating with executives for work being performed on behalf of clients as well as team collaboration

Reviewing/editing/proofing documents

Formatting word documents; PDF creation, filing and organizing files in cloud server

Experience in Microsoft Word is a must; proper formatting of word documents (Proficiency in Word highly desired)

Competent in Microsoft One Drive, One Note is a plus.

Competent in Microsoft Excel and Powerpoint is a plus.

The Attorney should understand and have the ability to interface in Outlook.

Required Qualifications:

Juris Doctor required

2+ years relevant experience

CMA-1017 experience a plus

Must have experience with FINRA and/or SROs

Research skills and techniques

Proven ability to manage multiple calendars and projects at one time

Ability to read and understand basic financial data, legal contracts and third-party communication.

Ability to engage with Executive Level Management

Excellent written and verbal communication skills

Exercises sound judgment, discretion, and confidentiality in all matters involved in this job

Takes initiative and works independently on routine as well as more complex and miscellaneous matters.

Confident and resourceful in problem solving, promptly escalating matters where necessary.

Consistently demonstrate value add to the firm and exceed expectations.

Demonstrated ability to follow through with tasks and communicate interim details with team members.

Hours and Benefits:

Monday-Friday

40+ hours per week

PTO

Flexible schedule

100% remote

Bonuses

Vision/Dental

This is a remote position.

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